Red Spruce Capital Registers with the U.S. Securities and Exchange Commission
BERWYN, Pa.--(BUSINESS WIRE)--Sep 18, 2018--Red Spruce Capital, a privately held Investment Advisory firm, announced today the firm’s registration with the U.S. Securities and Exchange Commission (SEC).
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Red Spruce Capital (Photo: Business Wire)
“We are extremely pleased to have achieved this significant milestone and are thankful to all of our clients for their continued trust,” commented Mark Vasquez.
As required by Section 203A(a)(1) of the U.S. Investment Advisers Act of 1940 and observing AUM thresholds defined in Section 410 of the Dodd-Frank Act, Red Spruce’s AUM exceeded $100 mil as of June 30, 2018 and the firm filed for registration with the SEC. The firm received registration confirmation on September 18, 2018. The firm has also notice filed with the following states in conjunction with this registration: California, Delaware, Florida, Michigan, New Jersey, New York, Oregon, Pennsylvania, and Texas.
Cautionary Statement: SEC registration does not imply a certain level of skill or training by the SEC or any state securities regulatory agency. Nothing in the registration or in the firm’s disclosure brochure has been approved or verified by the SEC or any state regulatory agency.
About Red Spruce Capital
Red Spruce Capital provides investment management services to individuals, businesses, partnerships, and trusts. The firm is headquartered in Berwyn, PA. For more information, please visit www.redsprucecapital.com.
View source version on businesswire.com:https://www.businesswire.com/news/home/20180918006060/en/
CONTACT: Red Spruce Capital
Mark Vasquez, 610-727-4270
KEYWORD: UNITED STATES NORTH AMERICA PENNSYLVANIA
INDUSTRY KEYWORD: PROFESSIONAL SERVICES CONSULTING FINANCE
SOURCE: Red Spruce Capital
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PUB: 09/18/2018 03:40 PM/DISC: 09/18/2018 03:40 PM